Cetera Broker Dealer | 002a.ru

Partner with a firm that’s maintained a singular focus on institutions for over 30 years. Deepen client relationships and expand your services with relationship manager-led customized service and in-branch support. Cetera Financial Institutions is a marketing name of Cetera Investment Services LLC, a self-clearing, registered broker-dealer. Cetera Advisor Networks is an independent broker-dealer that was founded in 1983 as Financial Network Investment Corporation, a pioneer on the emergent independent-contractor broker-dealer. “After starting in the industry with large firms, I knew I wanted to find a partner, not just another broker-dealer. Since affiliating in early 2007, our partnership with Cetera has.

Cetera Advisors, an Independent Broker Dealer, is part of the Cetera Financial Group, Inc., the nation’s second largest network of independently managed firms by number of advisors. Cetera Financial Group’s diverse management team is comprised of industry veterans with nearly a quarter-century of experience in financial services. Our Broker-Dealer: Cetera Advisor Networks. We are affiliated with Cetera Advisor Networks, one of the premier broker-dealers in the industry. As our broker-dealer, they are responsible for executing trades on your behalf. Like all broker-dealers, they must undergo regular auditing. It’s about time you find a broker-dealer that offers independent financial advisors and independent financial planners the best broker-dealer services. As a top independent broker-dealer, Cetera Advisors gives you, the independent financial advisor, the flexibility to run your business in a way that best meets your and your clients’ needs. Founded in 1981, Cetera Advisors LLC is an independent broker-dealer that has grown into a leading provider of services and products to financial professionals nationwide. We provide the benefits and personalized service of a boutique firm along with the resources and financial strength of a large one. 30/08/2019 · Cetera Financial Group’s second largest independent broker-dealer failed to disclose conflicts of interest relating to $10.8 million in compensation from mutual funds and its clearing broker, Pershing, over five and ½ years, the SEC said on Aug. 29.

Cetera Financial Institutions is a marketing name of Cetera Investment Services LLC, a self-clearing, registered broker-dealer that caters exclusively to banks and credit unions. Cetera Financial Institutions is a marketing name of Cetera Investment Services LLC, a self-clearing, registered broker-dealer and registered investment adviser. Cetera Investment Services is a member of the Securities Investor Protection Corporation SIPC. 12/07/2019 · One of Cetera Financial Group's six broker-dealers, Summit Brokerage Services Inc., is being absorbed into another of the firm's B-Ds. Summit has $17.5 billion in client assets. Its 450 advisers and its branch offices will continue to operate under the Summit name but they will be part of Cetera.

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